-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T6SY273+iFdyc6vfum3PI66JLWfi8vWg8BPfPfvIAOBlqFkckX2TFlrSauPkAbbj mmnWLE7IjiJWiOvFoKp1zg== 0000906234-98-000016.txt : 19980401 0000906234-98-000016.hdr.sgml : 19980401 ACCESSION NUMBER: 0000906234-98-000016 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980331 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNITED STATIONERS INC CENTRAL INDEX KEY: 0000355999 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-PAPER AND PAPER PRODUCTS [5110] IRS NUMBER: 363141189 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-33670 FILM NUMBER: 98581550 BUSINESS ADDRESS: STREET 1: 2200 E GOLF RD CITY: DES PLAINES STATE: IL ZIP: 60016-1267 BUSINESS PHONE: 7086995000 MAIL ADDRESS: STREET 1: 2200 E GOLF ROAD STREET 2: 2200 E GOLF ROAD CITY: DES PLAINES STATE: IL ZIP: 600161267 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CUMBERLAND CAPITAL CORP CENTRAL INDEX KEY: 0000854557 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 841115556 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 301 COMMERCE STREET SUITE 1470 CITY: FORT WORTH STATE: TX ZIP: 76102 BUSINESS PHONE: 8173355554 MAIL ADDRESS: STREET 1: 301 COMMERCE STREET SUITE 1470 CITY: FORT WORTH STATE: TX ZIP: 76102 SC 13D/A 1 AMENDMENT NO. 11 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ---------------------- SCHEDULE 13D (Rule 13d-101) Under the Securities Exchange Act of 1934 (Amendment No. 11)* UNITED STATIONERS INC. (Name of Issuer) COMMON STOCK, $0.10 PAR VALUE (Title of Class of Securities) 913004 10 7 (CUSIP Number) Gary Miller 301 Commerce Street, Suite 1470 Fort Worth, Texas 76102 (817) 335-5554 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) February 13, 1998 (Date of Event Which Requires Filing of This Statement) ---------------------- If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss. ss. 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See ss. 240.13d-7(b) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 14 Pages -------------------------------------------------------- CUSIP No. 913004 10 7 -------------------------------------------------------- ================================================================================ 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) Cumberland Capital Corporation - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 339,587** BENEFICIALLY --------------------------------------- OWNED BY EACH 8 SHARED VOTING POWER REPORTING PERSON 0 WITH --------------------------------------- 9 SOLE DISPOSITIVE POWER 339,587** ---------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 339,587 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 2.1% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON CO ================================================================================ * The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. See Items 3, 5 and 6. ** See Item 3. Page 2 of 14 Pages -------------------------------------------------------- CUSIP No. 913004 10 7 -------------------------------------------------------- ================================================================================ 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) ASI Partners, L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 0 BENEFICIALLY ---------------------------------------------- OWNED BY EACH 8 SHARED VOTING POWER REPORTING PERSON 0 WITH ---------------------------------------------- 9 SOLE DISPOSITIVE POWER 0 ---------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 0.0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN ================================================================================ * The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. See Items 3, 5 and 6. Page 3 of 14 Pages -------------------------------------------------------- CUSIP No. 913004 10 7 -------------------------------------------------------- ================================================================================ 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) ASI Partners II, L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 0 BENEFICIALLY ---------------------------------------------- OWNED BY EACH 8 SHARED VOTING POWER REPORTING PERSON 0 WITH ---------------------------------------------- 9 SOLE DISPOSITIVE POWER 0 ---------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 0.0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN ================================================================================ * The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. See Items 3, 5 and 6. Page 4 of 14 Pages -------------------------------------------------------- CUSIP No. 913004 10 7 -------------------------------------------------------- ================================================================================ 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) ASI Partners III, L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 0 BENEFICIALLY ---------------------------------------------- OWNED BY EACH 8 SHARED VOTING POWER REPORTING PERSON 0 WITH ---------------------------------------------- 9 SOLE DISPOSITIVE POWER 0 ---------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 0.0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN ================================================================================ * The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. See Items 3, 5 and 6. Page 5 of 14 Pages This Amendment No. 11 to Schedule 13D (this "Amendment") amends and supplements the Schedule 13D, as previously amended (the "Schedule 13D"), originally filed with the Securities and Exchange Commission with respect to the acquisition (the "Acquisition") by Associated Holdings, Inc., a Delaware corporation ("Associated"), of 17,201,839 shares of the common stock, $0.10 par value ("Common Stock"), of United Stationers Inc., a Delaware corporation (the "Company"), which was effected on March 30, 1995. Immediately following the Acquisition, Associated was merged with and into the Company, and the separate corporate existence of Associated thereafter ceased. Accordingly, the information set forth in the Schedule 14D-1, as amended (the "Schedule 14D-1"), of which the Schedule 13D formed a part, relating to the ownership of Associated (and, accordingly, the beneficial ownership of the Company), is hereby amended as follows: Item 1. Security and Issuer. Common Stock, $0.10 par value United Stationers Inc. 2200 East Golf Road Des Plaines, Illinois 60016-1267 Item 2. Identity and Background. (a) Name of Person(s) Filing this Statement (the "Filing Parties"): 1. Cumberland Capital Corporation ("CCC"); 2. ASI Partners, L.P. ("ASI Partners"); 3. ASI Partners II, L.P. ("ASI Partners II"); and 4. ASI Partners III, L.P. ("ASI Partners III"). (b) Residence or Business Address: The address of the principal business office of each of the Filing Parties is 301 Commerce Street, Suite 1470, Fort Worth, Texas 76102. (c) Present Principal Occupation: Each of the Filing Parties is a business organization engaged in principal investing activities. (d) Convictions in Criminal Proceedings during the last 5 Years: None of the Filing Parties has been convicted in a criminal proceeding during the last 5 years. Page 6 of 14 Pages (e) Proceedings involving Federal or State Securities Laws: None of the Filing Parties has been a party to any civil proceeding as a result of which such Filing Party was subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. (f) Citizenship: The place of incorporation or organization of each of the Filing Parties is Delaware. Item 3. Source and Amount of Funds or Other Consideration. On February 13, 1998, ASI Partners, ASI Partners II and ASI Partners III distributed all of their shares of Common Stock to their respective general and limited partners in kind pursuant to the terms of their respective limited partnership agreements. Prior to such distributions, ASI Partners held 1,686,939.77 shares of Common Stock, ASI Partners II held 573,720.27 shares of Common Stock and ASI Partners III held 224,499.31 shares of Common Stock. CCC, as the sole general partner and a limited partner of each of the partnerships, received an aggregate of 230,511 shares of Common Stock (including a currently exercisable warrant to acquire 1,503 shares of Common Stock) pursuant to such distributions. No funds or other consideration were required to be paid by CCC to receive such distributions. Prior to such distributions, CCC held 109,076 shares of Common Stock. Item 4. Purpose of Transaction. CCC acquired the 230,511 shares of Common Stock as a result of the distribution of certain assets by ASI Partners, ASI Partners II and ASI Partners III to their respective general and limited partners. See Item 3 above. Item 5. Interest in Securities of Issuer. (a)-(b) The information contained in Rows 7, 8, 9, 10, 11 and 13 of the cover pages hereto for each of CCC, ASI Partners, ASI Partners II and ASI Partners III is incorporated herein by reference. The percentage amounts set forth in Row 13 of each cover page filed herewith is calculated based upon the 16,024,019 shares of Common Stock outstanding as of March 6, 1998, which information was obtained from the Company's Annual Report on Form 10-K for the fiscal year ended December 31, 1997. Page 7 of 14 Pages (c) The information contained in Item 3 is incorporated herein by reference. (d) Not applicable. (e) As of February 13, 1998, each of the Filing Parties ceased to be the beneficial owner of more than five percent of the Common Stock. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to the Securities of the Issuer. The rights to distributions, division of profits and other arrangements relating to the Company's securities owned of record by each of ASI Partners, ASI Partners II and ASI Partners III and their respective general and limited partners are governed exclusively by their respective partnership agreements. Item 7. Material to be Filed as Exhibits. The following has been filed as an Exhibit to this Amendment No. 11 to Schedule 13D: Exhibit A - Joint Filing Agreement dated March 31, 1998, among the Filing Parties. Page 8 of 14 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: March 31, 1998 CUMBERLAND CAPITAL CORPORATION /s/ Gary Miller ----------------------------------- Gary Miller President Page 9 of 14 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: March 31, 1998 ASI PARTNERS, L.P. By: Cumberland Capital Corporation By: /s/ Gary Miller --------------------------- Gary Miller President Page 10 of 14 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: March 31, 1998 ASI PARTNERS II, L.P. By: Cumberland Capital Corporation By: /s/ Gary Miller --------------------------- Gary Miller President Page 11 of 14 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: March 31, 1998 ASI PARTNERS III, L.P. By: Cumberland Capital Corporation By: /s/ Gary Miller --------------------------- Gary Miller President Page 12 of 14 Pages EXHIBIT INDEX Name of Exhibit Page Number - --------------- ----------- A. Joint Filing Agreement dated March 31, 1998, among 14 Cumberland Capital Corporation, ASI Partners, L.P., ASI Partners II, L.P. and ASI Partners III, L.P. Page 13 of 14 Pages JOINT FILING AGREEMENT The undersigned, and each of them, do hereby agree and consent to the filing of a single statement on behalf of all of them on Schedule 13D and amendments thereto, in accordance with the provisions of Rule 13d-1(f)(1) of the Securities Exchange Act of 1934. Date: March 31, 1998 CUMBERLAND CAPITAL CORPORATION /s/ Gary Miller ----------------------------------- Gary Miller President Date: March 31, 1998 ASI PARTNERS, L.P. By: Cumberland Capital Corporation By: /s/ Gary Miller --------------------------- Gary Miller President Date: March 31, 1998 ASI PARTNERS II, L.P. By: Cumberland Capital Corporation By: /s/ Gary Miller --------------------------- Gary Miller President Date: March 31, 1998 ASI PARTNERS III, L.P. By: Cumberland Capital Corporation By: /s/ Gary Miller --------------------------- Gary Miller President Page 14 of 14 Pages -----END PRIVACY-ENHANCED MESSAGE-----